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Interim Compliance Manager jobs in Angel Islington

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interim compliance manager

  • Banking
  • Angel Islington
  • £400 - £600 per day
  • Contract
  • Full Time
  • 71083
  • 16 May 2018
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The Company:

* A London based Asset Management firm are looking for an Interim Senior Compliance Manager to join their Compliance team to provide advice and guidance to the business on regulatory matters, initially a 6 month contract paying £400 - £600 a day.


* Act as Compliance representative for new funds and changes to existing funds including liaison with the Product team and their communication with the Regulator
* Responsible for the identification of relevant regulatory developments and maintenance of logs for recording regulatory developments
* Lead on/assist with the implementation of regulatory developments
* Provision of accurate and timely advice to the business on regulatory matters
* Assist in projects to provide compliance analysis and review of new business initiatives and developments

Skills, Knowledge and Experience:

* For this role you will have experience working in compliance within a buy-side firm focusing on asset management or fund administration. You will have good knowledge of UK regulation as applicable in an Investment Management business, particularly COLL, FUND and COBs. The role will cover multiple areas of compliance so your existing experience should be well rounded and you should be a pro-active leader.

This is an excellent opportunity to work for a forward-thinking organisation and gain exposure to multiple areas of the business, getting involved with a number of initiatives across the compliance function. This role will offer opportunities to lead a small team and also enhance your stakeholder skills.

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